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info@eltrc.com 00357 700 88871

Nov

Dates Pending

Nov

2024

Financial Services & Digital Finance: established avenues, new areas and future challenges

FROM

€

125

5 CPD POINTS

HOURS

English

Nicos Pavlides

description

COURSE DESCRIPTION

This online training program aims to answer the key question: WHAT’S NEXT for financial services and their regulation in the EU?

Having as a starting point the examination of key concepts of the EU Markets in Financial Instruments Directive II, the program will take you through the main features of the Digital Finance Package of the EU: The European crypto-assets regulation (‘MICA Regulation’ which will apply as of 30.12.2024), the Pilot regime for market infrastructures based on distributed ledger technology that applies from 23.03.2023, the Digital Operational Resilience Act (‘DORA’) that that will apply as of 17.1.2025 and the 2017 European Banking Authority Guidelines on information and communication technology.

The program is divided into two distinct parts to ensure a focused and detailed exploration of each topic.

Aims of the training program

By the end of this training program, participants will:

Understand the obligations for identification, prevention, and management of conflicts of interest in providing investment services.
Familiarize with the requirements of knowledge and competence for investment firms’ staff
Appreciate the golden, far-reaching principles of conduct of business in the provision of investment services, to act honestly, fairly, professionally and to provide fair, clear - non-misleading information to clients.
Comprehend the concept and scope of investment advice.
Understand the focus and priorities of the Securities Regulator, as evident from a recent seminal decision.
Appreciate the restrictions to the provision of investment services due to imposed sanctions.
Be introduced to the Digital Finance Strategy for the EU, and the changing landscape of financial services and their regulation.
Understand the new obligations, financial products and services based on EU legislation.
Gain practical knowledge through examples, Q&A sessions, examination of decisions, and case studies on the key concepts.

CONTENT

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details

course details

Methodology

• Live session - online via Zoom

• Interactive lecture with PowerPoint presentation.

• Reference/background materials will be provided.

• Q&A sessions for in-depth understanding

• Case studies and analysis, and group discussion.

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Funding

There is no funding available for this course

Admission Requirements

To join this course it is advised that the participants have a basic understanding of investment services

Who is this aimed at

• Legal professionals

• Investment services Professionals certified by CySEC with either the Basic or Advanced Certification

• Internal auditors

• Risk Managers

• Compliance Officers of Investment Firms

• Officers and Directors of investment firms and financial institutions

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Certificate Awarded

Participants will receive a certificate of attendance which will detail the CPD points awarded.

CPD Points are verified directly by your association, regulator, or other bodies in which you hold membership

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Coming Soon

More details about this course will be uploaded soon.

INSTRUCTOR

MEET YOUR INSTRUCTOR

Nicos Pavlides

Nicos Pavlides studied Economics and then Law (LLB) at the University of Sydney, graduating with honours. After two years working for the Office of the Director of Public Prosecutions in Sydney (2001-2002), he was awarded a Chevening scholarship and pursued further studies at the London School of Economics and University College London, where he obtained a Master of Laws degree (LLM) with a focus on financial-related legal subjects. Concurrently, he worked for the Crown Prosecution Service in London, primarily on cases of economic crime.

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frequently asked
questions

QUESTION 01

Do I need to be registered on the ERMIS Portal?

Yes, if you are registering for a course that is HRDA accredited, all participants (either receiving funding or not) will have to access and register as natural persons on the ERMIS Portal. If you are receiving funding and you are being registered for continuous professional/vocational training by your employer, your employer should also be registered with the ERMIS platform as a legal person. Contact us if you have any difficulty registering as a natural person or a legal person.

QUESTION 02

Will I receive a certificate at the end of the training?

Yes, you will receive a Certificate of Attendance from ELTRC or the relevant awarding body.

QUESTION 03

Do you have terms and conditions for seminar attendance?

Yes. You may find our terms and conditions here.

QUESTION 04

Will I receive the notes for the lesson and have access to recordings?

Yes, you will be given the course materials through an online platform and you will be allowed to download and keep the course materials and specimens for certain courses. Recordings will also be available in the drive for three months.

testimonials

testimonials for this course

The following testimonials are from other professionalis who have attended this course.

No testimonials available for this course at this time.

frequently asked
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Can I share course materials with others who are not registered for the course?

Do I have to be a lawyer to attend your seminars?

Do you have terms and conditions for seminar attendance?

When is my registration complete?

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options for all professionals

HRDA

Nov

Dates Pending

Nov

2024

€